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POLITICAL SOCIOLOGICAL
THEORIES:
THEORIES OF THE STATE AND POWER

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1)
PLURALISM
Based
on functionalism with emphasis on equilibrium, stability and gradual
change, conservative perspective.
Key
Pluralists: Arnold Rose, Peter Bentley, Talcott Parsons, Neil Smelser
Key
features:
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societal
power is decentralized, widely shared, diffuse and fragmented,
deriving from many sources, i.e. power pie divided into many pieces |
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society
consists of many diverse groups and associations (e.g. business,
labour, professional, religious, etc…) and constitutes a
conglomeration of dissimilar and often conflicting interests, no
none of which plays a singularly dominant role, through a process of
democratic competition the nature and direction of society are
determined |
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society
is made up of a multitude of conflicting interest groups balanced by
the state, groups are equally influential in their impact on
government policy and major institutions |
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assumption
of a natural balance of power among various groups which is
preserved through bargaining and compromise, win some and lose some,
give and take, and thus equilibrium is reached in group struggle |
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existence
of shared acceptance of basic political framework, i.e. consensus of
values, democratic traditions, procedures & principles |
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economic
and governmental institutions are separate not overlapping power
sources |
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tension
between necessity for strong, modernizing, central coordinator on
one hand and a relatively equal distribution of social powers on
other reflects cross-pulls of two allegedly functional
pre-requisites – need of autonomy and need of integration |
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Role
of the state
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Society
is a struggle of competing groups within an arena refereed by the
state |
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State
represents institutionalized power and authority |
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State
is supreme guardian of representative democracy in modern society,
from tension paves way for political competition and pluralist
democracy |
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State
serves neither its own interests nor those of any single group or
class |
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State
can act as bargaining agent or mediator |
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Primary
task of state is to balance interests of a multitude of competing
groups, represents interests of society as a whole, coordinating the
other major institutions OR |
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Primary
function is to promote harmony within system to secure equilibrium
and order OR |
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Or
to police conflicts of interest |
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From
these roles, state is able to institutionalize its rule and maintain
order in society |
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Separation
of governmental power: plurality
of competing governmental agencies, divisions and branches,
existence of political parties, thus individuals/groups can have
various points of access to decision-makers |
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Role/nature
of the individual and of groups
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Individuals
with common interests exert influence on decision-makers by
collective action thus average citizens can have meaningful input
into decision-making |
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Political
power is distributed over as many citizens working through their
associations as want to take responsibility for power, through the
voluntary association the ordinary citizen can acquire as much as
power in the community or nation as their free time, ability and
inclinations permit them (Arnold Rose) |
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Political
process is made up of social groups and policy outcomes are result
of group process, each group being autonomous and democratic |
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Potential
groups: people who have
shared attitudes, unorganized could organize |
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Cross
cutting group membership: overlapping
membership of groups, one individual may have many memberships and
each group may have conflicting views on one issue, thus never have
one all powerful group agreeing on all issues |
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In US,
pluralism is popular; consider slogans of “government of, by and for the
people”, “equality before the law” and “separation of power”
ELITE
PLURALISM
Seymour
Martin Lipset, Robert Dalh’s polyarchy,
or democratic Elitism or strategic Elites
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Fuses
reality of Elite rule and democratic principles |
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Meaning
of democracy is changed from one of direct popular rule to that of
competition between and within Elites to control the state |
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Elites
are not
single integrated group, multiple centers of political power |
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Assumption
of balance |
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Assumption
that minority will have influence on Elite |
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Distrusts
of mass participation in politics |
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CRITIQUE
Pertains
to voluntary associations, class bias of interest group activity,
inequality of power resources, role of the state, consensus of political
values, and democracy
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Rationale
for status quo, defense of current US political system, parochial
focus, not widely applicable – just to US |
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Actual
versus perceived role of voluntary associations, simply another
level of bureaucracy |
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US
society is not one of joiners, few are members of voluntary
associations, usually the better educated, wealthier and higher
social status |
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Those
who are members of voluntary associations, the groups are social,
cultural, youth, church or other whose primary interests are not
political, and many of these groups lack any democratic control by
ran an file and are bureaucratically structured which prevents
direct individual participation in decision-making |
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Voluntary
associations are asymmetrical in the amount of power they wield per
member, e.g. union versus business association |
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Assumption
that there is a balance of power among various groups, from
religious groups to business groups, and pervasiveness of economic
institutions ignored, balance of power as it is favors some and not
others |
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State
is not neutral mediator, rules change, agenda setting occurs |
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Assumption
of widespread agreement on rules of the game, whose rules and who
agrees, what of those who oppose |
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Modern
version of democracy or perversion of democracy in complex, modern
industrialized societies |
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No
concern for minimal participation of masses |
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Focus
is governmental, public and not including private sector politics,
what of Elites in educational sector, corporate sector,
communication sector, labour sector, thus picture of societal power
is limited |
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Pluralists
are preoccupied with analyzing formal political institutions,
confuses how politics is supposed to work and how it actually works
under capitalism |
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2)
ELITE THEORY
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Societal
power is concentrated in elite groups who control resources of key
social institutions and are not accountable to the masses, origins of
societal power lie in control of social organizations, regardless of how
(un)democratic a society maybe, Elites hold the bulk of power; use all
and any means to retain power, power becomes end in itself.
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Debated
issues among Elite theorists
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Initially
are all societies stratified? |
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Is
power used for society’s benefit and welfare or for personal gain? |
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Necessary
for society or not? |
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Elites
closed and cohesive units or open and diverse? |
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One
or more ruling Elites? |
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What
are the characteristics and patterns of Elites? |
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Are
Elites and powerful persons the same? |
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CLASSIC
ELITE THEORY (aristocratic
version)
Based
on two ideas:
1)
Fundamental
psychological difference sets Elites apart from masses, natural process,
having personal resources such as intelligence, cunning or skill, and
masses are apathetic, incompetent and unable to govern themselves OR
2)
Unavoidable
product of modern social organization such that organizational
complexity necessitates a leader, i.e. functionally necessary, power
lies in positions of authority in key political and economic
institutions
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Pareto
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Stressed
the psychological and irrational aspects of Elites, i.e.
psychological and intellectual superiority |
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Elites
are the highest achievers essentially in any and all areas of
intelligence, character, skill, capacity, etc… |
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Have
two types of Elites - governing Elites and non-governing Elites who
govern by means of coercion or cunning |
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Developed
fundamental idea of circulation of Elites comprised of two processes
– process in which individuals circulate between elite and
nonelite, and process in which a whole elite is replaced by a new one |
Mosca
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Stressed
the sociological, organizational and personal characteristics |
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Elites
are an organized minority |
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The
ruling/political class includes the ruling Elite and sub-Elite
(technocrats, managers, civil servants) |
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Masses
are not organized |
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Personal
characteristics include the intellectual, material and moral
superiority which is highly esteemed and very influential in the
society in which they live |
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Dominant
interests of society which are the social and political forces, i.e.
prevailing ideas and institutions of the time, become reflected in
the ruling class and thus they dominate the structures and values |
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Believed
that all societies are divided into two groups, the ruling class and
the class that is ruled and thus argued for the universal necessity
and inevitability of class rule. |
Michels:
Iron law of oligarchy
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Tendency
for most social and political organizations to be run by a few
individuals who make most of the decisions |
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Oligarchy
arises out of complexity and size of organization – the
organizational form - where there is a delegation of power in terms
of specialized expertise initially for efficiency and stability but
transformed into self-serving conservative Elite |
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Social
organization and division of labour are key variables |
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Have
combination of apathy, insufficient time, lack of expertise and need
for guidance of the masses and the natural greed for power of the
Elites |
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Elites
have resources of information and control its flow, credibility and
prestige and cohesive organization |
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Three
basic principles of Elite formulation that take place within
bureaucratic structure of political organization – the need for
specialized staff, facilities, and above all leaders; the
utilization of such specialized facilities by leaders within these
organizations; and, the psychological attributes of the
leaders (e.g. charisma) |
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Believed
all organizations to be elitist, the organizational form is basis
for conservatism and this conservatism is inevitable outcome of
power attained through political organization |
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WEBER'S
THEORY OF BUREAUCRACY (not
per say a theory of power or political sociology but relevancy is clear)
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Having
arrived at the conclusion that economic relations, i.e. class
relations based on wealth and income, lie at the source of power and
politics, Weber focused on manifestation of class power exercized
through the state |
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Assigns
a quasi-autonomous role to the state in which state bureaucrats
appear to be serving their own interests and the bureaucracy appears
to be a power unto itself |
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Bureaucracies
are skilled bodies of specialists and experts, a rational form of
organization organized on the basis of specific functions, not on
basis of authority of personalities and traditions, a social machine
with individuals as depersonalized objects |
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With
modernization of society and greater legal-rational authority, there
is increasing professionalization of leadership, power becomes
concentrated in bureaucracies which maintain control over vast
human, material and intellectual resources – they have monopoly of
expertise and have capacity to carry out or not policies of
political leaders (policy administration) |
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Bureaucracies
are stable but intransigent with a remote and unanswerable
bureaucratic elite, thus with citizens removed from control of and
input into political decision-making |
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Question
is determining who controls and directs the complex bureaucratic
machine |
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Does
not believe bureaucracy to be an autonomous power unto itself (as
Michels does) but rather it is a tool or instrument of power, argues
bureaucracy and power are the manifestations of the real material
forces that dominate social-economic structure of modern society, to
give primacy to analytic strength of these concepts is to study
surface phenomena |
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CONTEMPORARY
ELITE THEORY
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Power
Elite theory aka Radical Power Elite theoty - C.W. Mills
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Societal
power rests in control of key societal institutions - corporation,
executive branch of government and Pentagon in US, i.e. the economy,
the state and the military |
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Elites
not inevitable or natural, nor that masses are incompetent,
apathetic or untrustworthy, masses are manipulated and exploited and
kept in a state of ignorance and thus powerless by Elites who rule
in own interest, this accounts for non-participation |
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Elites
are from upper class and perpetuate themselves through selective
recruitment and socialization to Elite values |
Governing
Class model -
W. Domhoff
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Class
hegemony framework combining Power Elite theory and Class theory, reconceptualizes
the power Elite in class terms |
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Argues
in US there is a corporate upper class that owns major business
assets and controls the bulk of wealth, including major banks,
corporations; major
newspapers, radio, television and other mass media;
elite universities; foundations;
important advisory groups and organizations e.g. Council of
Foreign Relations and Committee for Economic Development;
executive branch of government, cabinet, judiciary, military
and the regulatory agencies |
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This
class by virtue of its economic power, also controls and influences
important departments and agencies of the state and in this way
becomes a governing class – the American business aristocracy |
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CRITIQUE
Concerns
Elite inevitability, cohesiveness and Elite-mass relations
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Does
there maybe exist an iron law of democracy instead due to
persistence off democratic ideals & tendencies |
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Consider
how do organizations inhibit authority not just democracy |
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Idea
of coalitions, power changing moment to moment, issue to issue |
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Increased
specialization and complexity so different Elite groups, and several
classes not just two |
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Accountability
functions of electoral politics and public opinion ignored |
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Altruistic
motives do exist |
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Other
groups benefit from Elites’ actions |
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As
social class rises apathy decreases |
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3)
MARXISM - CLASSIC
MARXIST THEORY
Society
is ruled by those who control the means of production – the economic
system
Key
features:
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Marx
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Class
basis of politics is the major determinant of political phenomena,
must ask which class controls and dominates the state |
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Reality
is world of human effort – WORK, people realize themselves through
work and around this productive process history unfolds |
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Dynamics
of society originate in its economic activity which is essentially
the production of material life – food, clothing, shelter - and
culture arises out of this process of economic activity |
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Foundation
or basis of society is the economy from which the legal, political,
religious, cultural and educational institutions derive;
i.e. societies in different stages of developments create
different productive systems which are the economic institutions
which in turn shape general nature of beliefs and practices in all
areas of social life including political organization |
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A
form of economic determinism |
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Obedience
of all classes is found not on coercion but on virtual dependence of
working class on capitalist class for subsistence and false
consciousness |
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Power flows from economic relations, who rules, those who
control the economic resources, societal power is a product of
economic forces, Political
power is not centered in the state but in the nature of the
class relations, who owns and controls the means of production |
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Economic
dominance is translated into power in all other societal realms,
especially the state, thus dominant economic class is ruling
political class |
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Since
classes are political groups, political conflict is class conflict |
Gramsci
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Focused
on the ideological apparatuses of the capitalist state |
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Introduced
concept of cultural ideological hegemony – the ruling class
controls and shapes the ideas and hence consciousness of the masses,
the dominant class uses its political, moral and intellectual
leadership to establish its view of the world as all inclusive and
universal, and to shape the interests and needs of subordinate
groups |
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The
ideological hegemony of the ruling class operates through the state
itself |
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Role/Functions
of the state
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Perpetuation
and legitimation of the social class system: |
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Maintaining and reproducing the capitalist system and its class
relations
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Protecting system of property relations
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Propagating dominant values in schools, media and other social
institutions, fostering dominant ideology
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Accumulation
function |
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Guaranteeing
the conditions for capital production and accumulation
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Intervening
directly in this process through tax collection & spending
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Financing
economic growth
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MARXISM
- CONTEMPORARY MARXIST THEORIES
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Althusser
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Structural
Marxist – combines Marxism which relies on social & historical
analysis with structuralism which relies on ahistorical and asocial
analysis |
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Does this by distinguishing between ideologies
(historical/social) and ideology (structural):
IDEOLOGIES are specific, historical and differing, there are
various ideologies i.e. Christian, democratic, feminist, Marxist
ideologies; IDEOLOGY is
structural and eternal and has no history since ideology is part of
the superstructure, (links structure of ideology to the idea of the
unconscious from Freud and Lacan); because ideology is a
structure its contents will vary but its form remains the
same; ideology is a representation of the imaginary
relationship of individuals to their real conditions of existence,
ideology doesn’t represent the real world per se but human
beings’ relation to that real world or to their perceptions of the
real conditions of existence |
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Expands
analysis of the base-superstructure relationship to include such
other superstructural institutions as the cultural, religious,
educational, legal and family |
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As
hegemony of ruling class in these spheres becomes critical for its
control over the dominated classes, and society in general, the
class struggle takes on a tri-level character consisting of
economic, political and ideological levels |
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State is a kind of governmental formation that arises
with capitalism, i.e. a state is determined by the capitalist mode
of production and formed to protect its interests |
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Identifies
two major mechanisms for insuring that people within a state behave
according to the rules: 1)
repressive states apparatuses (RSA), e.g. police, armed
forces, prisons (criminal justice and prison systems);
2) ideological
state apparatuses (ISA), e.g. schools, religions, family, legal
systems, politics, cultural activities such as arts and sports,
system of mass communication, which are institutions which generate
ideologies (systems of ideas and values) which we as individuals and
groups then internalize |
Poulantzas
- STRUCTURALISM
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Emphasis
is on the structural imperatives of the capitalist system as they
affect the state and its relative autonomy, emphasized ideological
factors |
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Focus
on structural constraints of the capitalist system that set limits
to the state’s autonomy and force it to work within the framework
of an order that yields results invariably favourable to the
dominant capitalist class |
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Argues
that it is by virtue of the system of production itself in
capitalist society that the state becomes a capitalist state even in
the absence of direct control of the state apparatus by capitalists |
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The
direct participation of members of the ruling class in the state
apparatus is the effect, not the cause |
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Structure
of political and economic institutions in capitalist society
constrain the political Elite so that it serves those interests
regardless of direct/indirect role of business in state affairs,
i.e. mechanisms are built into the modern capitalist political
economy |
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Viability
of state dependent on healthy economy, state leaders must promote
interests of big business |
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Belief
that capitalist class is internally divided and thus state protects
capitalist interests in general, i.e. on behalf of all capitalists
and thus state is autonomous |
Miliband
- INSTRUMENTALISM
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Simplistically
and initiallly government serves interests of capitalist class |
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The
idea is that the state is an instrument of the capitalist class as a
whole and this class contains fractions thus it has relative
autonomy from one fraction |
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Emphasis
is on the direct and indirect control of the state by the dominant
capitalist class |
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Focuses
on the special relationship between the state and the capitalist
class, and the mechanisms of control of the state by this class
that, de facto, transform the state into a capitalist state |
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Capitalists
do not govern, i.e. do not occupy political offices, but they rule
by controlling political officials and institutions, directly
through manipulation of state policies or indirectly through
exercise of pressure on state |
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Social
and strategic ties among corporate and government leaders is key,
between individuals occupying positions of power in different
institutional spheres |
NOTE:
There is a convergence of 2 positions where the state is both controlled
by and at the same time relatively autonomous from various fractions of
the capitalist class in order to perform its functions in advancing the
interests of the capitalist class as a whole, and maintain its
legitimacy over society
Offe
(comes
from Hegelian-Maxist tradition of the Frankfurt School, once a student
of Jurgen Habermas, similar to Poulantzas)
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Explains
state through economic role |
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Emphasis
on state’s necessity for capital accumulation involving extraction
of surplus and the reproduction of capitalist relations |
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Focuses
on internal mechanisms of the state in terms of its dependence on
capital accumulation which is vital for its survival |
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Introduced
concept of selective mechanisms:
negative selection - selective mechanisms that systematically
exclude anti-capitalist interests from state activity;
positive selection - from the range of remaining
alternatives, the policy which is in the interests of capital as a
whole is selected over policies serving the parochial interests of
specific capitalist groups; disguising
selection – the institutions of the state must somehow maintain
the appearance of class neutrality while at the same time
effectively excluding anti-capitalist alternatives |
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Mechanism
are contradictory in nature and present problems for state in
carrying out its dual role of maintaining accumulation and
legitimation, results in crisis of legitimation |
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4)
REALISM - Machiavelli & Hobbes:
“end justifies the means”, “might makes right”
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Politics
is the way it is |
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It is
autonomous - separate from moral or other nonpolitical struggles |
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National
interests of nation-states are what is key and from which there are
struggles with other nation-states vying for power |
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Belief
in absolute power of the state, single minded pursuit of power,
national security and interest |
Six
principles
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Politics
and society are governed by objective laws that have their roots in
human nature (determinism & darwinism)
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Political
realism is defined in terms of interest with interest being defined
in terms of power, not concerned with motives and ideological
preferences (not psychology or emotions)
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Realm
of moral principles and ethics is separate from realm of politics
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Moral
aspirations of nation are not identical to moral laws which govern
universe, e.g. foreign policy based on national interest not moral
interest
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Objectivity
Neorealists
focus more on international relations and foreign policy
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CRITIQUE
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Reductionist |
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Separating
ethics from politics not possible |
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Not
objective |
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5)
CORPORATISM (post-Pluralism
– reformulation of the pluralist problematic; more sophisticated form
of Elite Pluralism; within
capitalism, aka as Keynesian corporatism,
see it in Europe more than US)
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Strong
central state, state is the supreme organ responsible for organizing
and leading society under its own directives |
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Representing
the common good, state is guardian of order and moral authority then
can bring about class harmony and national unity |
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State
takes on responsibility of leading the nation by taking an active
role in major institutions of society including the economy, i.e. direct intervention |
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A
partnership/alliance between state/government, business/corporations
and union/organized labor creating political stability, reciprocal
relationships, i.e. agreement between the state, capitalists
(management) and trade unionists (workers) to guarantee high levels
of employment, capital investment and accumulation, and citizen
consumption |
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Corporatist
state included aims of economic redistribution and extension of
citizenship rights, reducing levels of unemployment and inflation in
order to bring workers into the mainstream of the capitalist system |
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Organized
interests are legitimate |
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State
interventions are acceptable as long as they fall within capitalist
principles |
Two
types:
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state
(top down) corporatism which is closer to elitism |
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societal
(bottom up) corporatism which is closer to pluralism |
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CRITIQUES
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Designed
to protect interests of monopoly capital |
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Results
in consolidation of capitalist class power since state is controlled
by capitalist class |
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Can
give rise to authoritarian states in crisis ridden states, and
ultimately providing material base for emergence of fascism in
response to economic and political crises of advanced capitalism, .e.g
Germany & Italy |
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